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Nevada
(State or Other Jurisdiction of
Incorporation or Organization) |
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27-3440894
(I.R.S. Employer
Identification No.) |
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Large accelerated filer
☐
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Smaller reporting company
☒
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Accelerated Filer
☐
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Emerging growth company
☐
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Non-accelerated filer
☒
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Page
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| | | | S-1 | | | |
| | | | S-2 | | | |
| | | | S-3 | | | |
| | | | S-7 | | | |
| | | | S-9 | | | |
| | | | S-12 | | | |
| | | | S-13 | | | |
| | | | S-17 | | | |
| | | | S-18 | | | |
| | | | S-18 | | | |
| | | | S-18 | | |
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SEC registration fee
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| | | $ | 29,520 | | |
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FINRA filing fee
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| | | $ | 30,500 | | |
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Printing expenses
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| | | | ** | | |
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Legal fees and expenses
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| | | | ** | | |
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Accounting fees and expenses
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| | | | ** | | |
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Fees and expenses of trustee and counsel
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| | | | ** | | |
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Rating Agency Fees
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| | | | ** | | |
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Miscellaneous
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| | | | ** | | |
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Total
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| | | $ | ** | | |
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Exhibit
No. |
| |
Description
|
| |
Registrant’s
Form |
| |
Date Filed
|
| |
Exhibit
Number |
| |
Filed
Herewith |
|
| 1.1 | | | Form of Underwriting Agreement* | | | | | | | | | | | | | |
| 1.2 | | | | | | | | | | | | | | | | |
| 2.1 | | | | |
8-K
|
| |
6/21/21
|
| |
2.1
|
| | | | |
| 3.1 | | | | |
8-K
|
| |
6/21/21
|
| |
3.1
|
| | | | |
| 3.2 | | | | |
8-K
|
| |
6/21/21
|
| |
3.2
|
| | | | |
| 3.3 | | | | |
8-K
|
| |
6/21/21
|
| |
3.3
|
| | | | |
| 3.4 | | | | |
8-K
|
| |
6/17/22
|
| |
3.1
|
| | | | |
| 3.5 | | | | |
10-K
|
| |
9/15/21
|
| |
3.4
|
| | | | |
| 4.1 | | | | |
10-K
|
| |
9/14/23
|
| |
4.1
|
| | | | |
| 4.2 | | | Form of Common Stock Certificate.* | | | | | | | | | | | | | |
| 4.3 | | | Form of Certificate of Designation of Preferences, Rights and Limitations of Preferred Stock.* | | | | | | | | | | | | | |
| 4.4 | | | Form of Preferred Stock Certificate.* | | | | | | | | | | | | | |
| 4.5 | | | Form of Warrant and Warrant Certificate.* | | | | | | | | | | | | | |
| 4.6 | | | | | | | | | | | | | | | | |
| 4.7 | | | Form of Senior Debt Security.* | | | | | | | | | | | | | |
| 4.8 | | | Form of Subordinated Debt Security.* | | | | | | | | | | | | | |
| 4.9 | | | Form of Purchase Contract Agreement.* | | | | | | | | | | | | | |
| 4.10 | | | Form of Depositary Agreement and Depositary Receipt.* | | | | | | | | | | | | | |
| 4.11 | | | Form of Subscription Certificate.* | | | | | | | | | | | | | |
| 4.12 | | | Form of Subscription Agent Agreement.* | | | | | | | | | | | | | |
| 4.13 | | | Form of Unit Agreement and Unit Certificate* | | | | | | | | | | | | | |
| 5.1 | | | | | | | | | | | | | | | | |
| 5.2 | | | | | | | | | | | | | | | | |
| 23.1 | | | Consent of Dorsey & Whitney LLP (to be included in Exhibit 5.1 and Exhibit 5.2).*** | | | | | | | | | | | | | |
| 23.2 | | | | | | | | | | | | | |
X
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Exhibit
No. |
| |
Description
|
| |
Registrant’s
Form |
| |
Date Filed
|
| |
Exhibit
Number |
| |
Filed
Herewith |
|
| 24 | | | | | | | | | | | | | | | | |
| 25.1 | | | Form T-1 Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of Trustee under the Indenture** | | | | | | | | | | | | | |
| 107 | | | | | | | | | | | | | | | |
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Signature
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Title
|
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Date
|
|
|
/s/ Nevan Charles Elam
Nevan Charles Elam
|
| |
Chief Executive Officer and Acting Chairman of the Board
(Principal Executive and Financial Officer) |
| |
November 22, 2023
|
|
|
/s/ *
Young-Jin Kim
|
| | Director | | |
November 22, 2023
|
|
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/s/ *
Nerissa Kreher
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| | Director | | |
November 22, 2023
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|
|
/s/ *
Gil Labrucherie
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| | Director | | |
November 22, 2023
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|
|
/s/ *
Philippe Fauchet
|
| | Director | | |
November 22, 2023
|
|
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/s/ *
Wladimir Hogenhuis
|
| | Director | | |
November 22, 2023
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*By:
/s/ Nevan Charles Elam
Nevan Charles Elam,
Attorney-in-Fact |
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