UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, DC 20549 

 

 

 

FORM 8-K 

 

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

 

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): September 23, 2021 (September 22, 2021)

 

 

 

REZOLUTE, INC.

 

(Exact Name of Registrant as Specified in Charter) 

 

 
         
Nevada   000-54495   27-3440894

(State or Other Jurisdiction 

of Incorporation)

 

  

(Commission 

File Number)

 

  

(I.R.S. Employer 

Identification No.)

 

 

 201 Redwood Shores Pkwy, Suite 315, Redwood City, CA 94065 

(Address of Principal Executive Offices, and Zip Code)

  

 650-206-4507 

Registrant’s Telephone Number, Including Area Code

 

Not Applicable 

(Former Name or Former Address, if Changed Since Last Report) 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

  

  ¨ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

  

  ¨ Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

  

  ¨

Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

 

 Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.001 per share RZLT Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).

 

Emerging growth company ¨ 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 7.01. Regulation FD Disclosure.

 

On September 22, 2021, Rezolute, Inc. (“Rezolute”) presented results from two-week natural history study in Congenital Hyperinsulinism patients on standard of care therapies at ESPE 2021.

 

 

Item 9.01.  Financial Statements and Exhibits

 

(d) Exhibits.

 

Exhibit Description

 

99.1Press release dated September 22, 2021

 

 

 

 

SIGNATURES 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

     
  REZOLUTE, INC.
     
     
DATE:  September 23, 2021 By:

/s/ Nevan Elam

   

Nevan Elam

 

Chief Executive Officer