Form: S-3

Registration statement for specified transactions by certain issuers

November 14, 2023

Documents

 

EXHIBIT 107

 

Calculation of Filing Fee Tables

 

Form S-3

(Form Type)

 

Rezolute, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

 

Security
Type

Security
Class
Title (1)

Fee
Calculation
or Carry
Forward
Rule 

Amount
Registered(2) 

Proposed
Maximum
Offering
Price Per
Unit(3) 

Proposed
Maximum
Aggregate
Offering
Price(4) 

Fee
Rate

Amount of
Registration

Fee

Carry
Forward
Form
Type

Carry
Forward
File
Number

Carry
Forward
Initial
effective
date

Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
Newly Registered Securities

Fees to Be

Paid

 Debt Debt Securities 457(o)                  
  Equity Common Stock 457(o)                  

 

 

 

 Equity Preferred Stock 457(o)                  
Other Warrants 457(o)                  
Other Subscription Rights 457(o)                  
Other Purchase Contracts 457(o)                  
Other Depositary Shares 457(o)                  
Other Units 457(o)                  
  Unallocated (Universal) Shelf   457(o)     $200,000,000 $0.00014760 $29,520        

Fees

Previously

Paid

 N/A N/A N/A N/A N/A N/A            
Carry Forward Securities

Carry

Forward

Securities

 N/A N/A N/A N/A   N/A     N/A N/A N/A N/A
  Total Offering Amounts   $200,000,000 0.00014760 $29,520        
  Total Fees Previously Paid       N/A        
  Total Fee Offsets       N/A        
  Net Fee Due       $29,520        

 

 

 

 

(1) The securities registered hereunder may be offered by the registrant separately or as units with any other securities registered hereunder.
   
(2) The amount to be registered consists of up to $200,000,000 of an indeterminate amount of debt securities, common stock, preferred stock, warrants, subscription rights, purchase contracts, depositary shares and/or units. There is also being registered hereunder such currently indeterminate number of (i) shares of common stock or other securities of the registrant as may be issued upon conversion of, or in exchange for, convertible or exchangeable for securities registered hereby, or (ii) securities as may be issued upon exercise of securities registered hereby, as the case may be. Any securities registered hereunder may be sold separately or as units with the other securities registered hereunder. The securities registered hereunder also include an indeterminate number of securities as may be issued pursuant to anti-dilution provisions of any of such securities. In addition, pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement also covers any additional securities that may be offered or issued in connection with any stock splits, stock dividends or similar transactions.
   
(3) The proposed maximum aggregate offering price per unit will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to Instruction 2.A.ii.b. to Item 16(b) of Form S-3 under the Securities Act.
   
(4) Estimated solely for purposes of computing the registration fee. No separate consideration will be received for (i) common stock or other securities of the registrant that may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered hereby, or (ii) preferred stock, common stock, debt securities or units that may be issued upon exercise of warrants registered hereby, as the case may be. The aggregate maximum offering price of all securities issued pursuant to this registration statement will not exceed $200,000,000 and the amount of securities sold pursuant to this registration statement will not exceed the limit in Instruction I.B.6.(a) in Form S-3.