1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to purchase Common Stock
|
(1)
|
06/04/2018 |
Common Stock
|
4,167
|
$
4.5
|
D
|
|
Option to purchase Common Stock
|
(2)
|
03/26/2021 |
Common Stock
|
110,000
|
$
3.12
|
D
|
|
Option to purchase Common Stock
|
(3)
|
07/18/2021 |
Common Stock
|
25,000
|
$
1.84
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Pursuant to the terms of the Reporting Person's option to purchase common stock ("Common Stock Option I"), 25% of the Common Stock Option I vested on each of June 4, 2013, October, 29, 2013 and April 29, 2014, the remaining 25% of the Common Stock Option I will vest on October 29, 2014. |
(2) |
Pursuant to the terms of the Reporting Person's option to purchase common stock ("Common Stock Option II"), 1/48th of the Common Stock Option II vested on each of April 30, 2014, May 31, 2014 and June 30, 2014, the remaining Common Stock Option II will vest monthly over the forty-five months thereafter. |
(3) |
Pursuant to the terms of the Reporting Person's option to purchase common stock ("Common Stock Option III"), 1/48th of the Common Stock Option III will vest on August 31, 2014, with the remaining Common Stock Option III to vest monthly over the forty-seven months thereafter. |