8-A12B: Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
Published on November 4, 2020
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
Rezolute, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Delaware | 27-3440894 | |
(State of Incorporation or Organization) | (I.R.S. Employer Identification No.) | |
201 Redwood Shores Parkway, Suite 315 Redwood City, CA |
94065 | |
(Address of Principal Executive Offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act: |
Title of Each Class to be so Registered |
Name of Each Exchange on Which Each Class is to be Registered |
|
Common Stock, par value $0.001 per share | The Nasdaq Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), please check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨
Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-234766
Securities to be registered pursuant to Section 12(g) of the Act: None.
Item 1. | Description of Registrant’s Securities to be Registered |
The securities to be registered hereby are shares of common stock, par value $0.001 per share (the “Common Stock”), of Rezolute, Inc. (the “Registrant”). The information required by this Item 1 is incorporated herein by reference to the information set forth under the heading “Description of Capital Stock” contained in the Registrant’s Registration Statement on Form S-1 (File No. 333-234766) filed with the U.S. Securities and Exchange Commission on November 18, 2019 (as amended from time to time, the “Registration Statement”). The description of the Common Stock included in any form of prospectus subsequently filed by the Registrant pursuant to Rule 424(b) under the Securities Act of 1933, as amended, that constitutes part of the Registration Statement, shall also be deemed to be incorporated herein by reference.
Item 2. | Exhibits |
In accordance with the “Instructions as to Exhibits” section of Form 8-A, no exhibits are required to be filed as part of this registration statement because no other securities of the Registrant are registered on The Nasdaq Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
Rezolute, Inc. | |||
By: |
/s/ Keith Vendola |
||
Name: Title: |
Keith Vendola Chief Financial Officer |
Date: November 4, 2020