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Delaware
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000-54495
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27-3440894
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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☐
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐ |
Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐ |
Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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N/A
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N/A
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N/A
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Votes For
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Votes Against
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Abstentions
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209,103,340
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452,485
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1,004,524
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Votes For
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Votes Against
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Abstentions
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209,099,458
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484,504
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976,387
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REZOLUTE, INC.
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DATE: October 28, 2019
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By:
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/s/ Keith Vendola
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Keith Vendola
Chief Financial Officer
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