AntriaBio, Inc.
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(Name of Issuer)
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Common Stock, par value $0.001
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(Title of Class of Securities)
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037230109
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(CUSIP Number)
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Steve R. Howe
c/o AntriaBio, Inc.
890 Santa Cruz Avenue
Menlo Park, CA 94025
(650) 847-1919
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
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January 10, 2014
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(Date of Event which Requires Filing of this Statement)
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1.
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Names of Reporting Persons.
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Steve Howe
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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¨
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(b)
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¨
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3.
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SEC Use only
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4.
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Source of funds (See Instructions)
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OO
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5.
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Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
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¨
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6.
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Citizenship or Place of Organization
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United States
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Number of Shares Beneficially Owned
by Each Reporting
Person With:
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7.
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Sole Voting Power
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0
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8.
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Shared Voting Power
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9.
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Sole Dispositive Power
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0
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10.
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Shared Dispositive Power
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None
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
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20,000,0001, 2
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
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¨
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13.
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Percent of Class Represented by Amount in Row (11)
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50%3
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14.
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Type of Reporting Person (See Instructions) IN
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1 | The shares reported are the Common Stock, par value $0.001 per share (“Antria Common Stock”), of AntriaBio, Inc., a Delaware corporation (“Antria”, the “Issuer” or the “Company”). |
2 | The Antria Common Stock covered by this item are deemed beneficially owned under that certain appointment of proxy/voting agreement dated as of December 23, 2013 (the “Voting Agreement”), by and between EU One Group, LLC, a Nevis limited liability company (“EU One”) and Mr. Steve Howe, a director of the Issuer, granting Mr. Howe the power to vote such shares. Mr. Howe expressly disclaims beneficial ownership of all of the shares of Antria Common Stock subject to the Voting Agreement except to the extent of any indirect pecuniary interest therein. |
3 | Based on 40,000,000 shares of common stock outstanding on September 30, 2013. |
Item 1.
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Security and Issuer.
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Item 2.
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Identity and Background.
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Item 3.
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Source and Amount of Funds or Other Consideration.
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Item 4.
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Purpose of Transaction.
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Item 5.
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Interest in Securities of the Issuer.
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a.
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Mr. Howe is deemed to beneficially own an aggregate of 20,000,000 shares of Antria Common Stock solely by virtue of the Voting Agreement described in Item 4, above. Mr. Howe expressly disclaims beneficial ownership of these 20,000,000 shares of Antria Common Stock except to the extent of any indirect pecuniary interest therein. Deemed beneficial ownership of 20,000,000 Shares represents 50% of such outstanding class of the Issuer’s securities. The percentage calculation is based upon 40,000,000 outstanding Shares as of the date of this Statement.
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b.
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The following table sets forth the number of Shares as to which the Reporting Person has (i) the sole power to vote or direct the vote, (ii) shared power to vote or to direct the vote, (iii) sole power to dispose or to direct the disposition, or (iv) shared power to dispose or to direct disposition:
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Reporting Person
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Sole Voting Power
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Shared Voting Power
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Sole Dispositive Power
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Shared Dispositive Power
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Steve Howe
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0
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20,000,000
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0
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0
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c.
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The information contained in Items 3 and 4 above is hereby incorporated herein by reference in its entirety.
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d.
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EU One has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities covered by this Statement.
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e.
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Not applicable
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Item 6.
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Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
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Item 7.
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Material to Be Filed as Exhibits.
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Exhibit 1:
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Appointment of Proxy/Voting Agreement dated as of December 23, 2013 by and between EU One Group, LLC, a Nevis limited liability company (“EU One”) and Mr. Steve Howe, a director of the Issuer.
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STEVE HOWE
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Dated: January 24, 2014
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By:
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/s/ Steve Howe
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Name:
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Steve Howe
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